Personnel SFC Licences and HKMA Registrations (ID 25416120)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	Rep	Asset management	2026-02-03	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2023-06-09	2026-01-04
	Rep	Advising on securities	2023-05-12	2026-01-04
	Rep	Asset management	2023-05-12	2026-01-04
First Sentier Investors (Hong Kong) Limited	Rep	Advising on securities	2020-11-12	2022-10-07
	Rep	Asset management	2020-11-12	2022-10-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.