Personnel Hong Kong SFC License Details (ID 2541843)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2025-09-08	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2021-10-21	2025-06-19
CAIIS Limited	Rep	Advising on securities	2016-03-02	2018-02-01
	Rep	Dealing in securities	2016-03-02	2018-02-01