Personnel Hong Kong SFC License Details (ID 2541855)

Personnel Hong Kong SFC License Details (ID 2541855)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Seazen Resources Asset Management Limited	RO	Advising on securities	2021-12-06	2022-05-11
	RO	Dealing in securities	2021-12-06	2022-05-11
	Rep	Advising on securities	2021-04-14	2021-12-06
	Rep	Dealing in securities	2021-04-14	2021-12-06
Seazen Resources Securities Limited	Rep	Dealing in securities	2021-04-14	2022-05-11
Seazen Resources Asset Management Limited	RO	Asset management	2019-04-15	2022-05-11
	Rep	Asset management	2019-02-13	2019-04-15
TIAN YUAN FINANCE LIMITED	RO	Asset management	2016-07-04	2018-11-22
	Rep	Advising on corporate finance	2016-03-02	2016-06-16
	Rep	Advising on securities	2016-03-02	2017-09-15
	Rep	Dealing in securities	2016-03-02	2017-09-15