| WANG ON ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2025-07-07 | - |
| RO | Asset management | 2025-07-07 | - |
| WANG ON SECURITIES LIMITED | RO | Dealing in securities | 2024-08-20 | - |
| Rep | Dealing in securities | 2024-08-15 | 2024-08-20 |
| South China Investment Management Limited | RO | Asset management | 2022-02-09 | 2024-01-04 |
| SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2022-02-09 | 2024-01-04 |
| SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2022-02-09 | 2024-01-04 |
| South China Investment Management Limited | Rep | Asset management | 2021-11-22 | 2022-02-09 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2021-11-22 | 2022-02-09 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-22 | 2022-02-09 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2021-09-24 | 2021-10-29 |
| RO | Asset management | 2021-09-24 | 2021-10-29 |
| RO | Dealing in securities | 2021-09-24 | 2021-10-29 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2020-07-24 | 2021-07-02 |
| Rep | Dealing in futures contracts | 2020-07-24 | 2021-07-02 |
| DELTA ASIA SECURITIES LIMITED | RO | Advising on securities | 2020-06-26 | 2021-07-02 |
| RO | Dealing in securities | 2020-06-26 | 2021-07-02 |
| Delta Asia Wealth Management Limited | RO | Advising on securities | 2020-06-26 | 2021-07-02 |
| RO | Asset management | 2020-06-26 | 2021-07-02 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2020-06-01 | 2020-06-26 |
| Rep | Dealing in securities | 2020-06-01 | 2020-06-26 |
| Delta Asia Wealth Management Limited | Rep | Advising on securities | 2020-06-01 | 2020-06-26 |
| Rep | Asset management | 2020-06-01 | 2020-06-26 |
| TIAN YUAN FINANCE LIMITED | RO | Asset management | 2016-06-20 | 2019-08-07 |
| RO | Advising on securities | 2016-03-07 | 2019-08-07 |
| RO | Dealing in securities | 2016-03-07 | 2019-08-07 |