Personnel SFC Licences and HKMA Registrations (ID 2544246)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Capital Limited	RO	Advising on corporate finance	2024-11-21	-
	Rep	Dealing in securities	2021-09-28	-
	Rep	Advising on corporate finance	2021-09-28	2024-11-21
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-07-16	2021-08-20
CMBC International Capital Limited	Rep	Advising on corporate finance	2018-05-17	2021-08-20
	Rep	Dealing in securities	2018-05-17	2021-08-20
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2017-06-05	2018-05-02
	Rep	Advising on securities	2017-06-05	2018-05-02
	Rep	Dealing in securities	2017-06-05	2018-05-02
VBG Capital Limited	Rep	Advising on corporate finance	2016-03-08	2017-05-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.