Personnel SFC Licences and HKMA Registrations (ID 25447340)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PREFERRED LEGACY CAPITAL LIMITED	Rep	Asset management	2021-11-16	-
	Rep	Dealing in securities	2021-11-02	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2020-11-18	2021-05-31
	Rep	Dealing in securities	2020-11-18	2021-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.