Personnel Hong Kong SFC License Details (ID 2544790)

Personnel Hong Kong SFC License Details (ID 2544790)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-05-08	-
	RO	Dealing in securities	2025-05-08	-
	RO	Asset management	2024-02-29	-
	Rep	Asset management	2019-07-26	2024-02-29
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on securities	2018-02-02	-
	RO	Dealing in securities	2018-02-02	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2017-10-16	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2017-10-16	2018-02-02
	Rep	Dealing in securities	2017-10-16	2018-02-02
CMB International Securities Limited	RO	Dealing in securities	2016-03-09	2017-09-30