Personnel Hong Kong SFC License Details (ID 2544795)

Personnel Hong Kong SFC License Details (ID 2544795)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEGAL &AMP; GENERAL INVESTMENT MANAGEMENT ASIA LIMITED	Rep	Asset management	2022-06-21	-
	Rep	Dealing in futures contracts	2022-06-21	-
	Rep	Dealing in securities	2022-06-21	-
PICEA INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2020-05-06	2022-06-10
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2019-09-27	2020-04-03
NATIXIS ASIA LIMITED	Rep	Advising on futures contracts	2016-03-09	2016-12-14
	Rep	Advising on securities	2016-03-09	2016-12-14
	Rep	Dealing in futures contracts	2016-03-09	2016-12-14
	Rep	Dealing in securities	2016-03-09	2016-12-14