Kwok, Shing Him Bryan 郭承謙

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2026-06-29	-
	Rep	Dealing in securities	2026-06-29	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2020-11-20	2023-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2026-06-29	-
	Rep	Dealing in securities	2026-06-29	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2020-11-20	2023-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.