Personnel Hong Kong SFC License Details (ID 2546084)

Personnel Hong Kong SFC License Details (ID 2546084)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-07-31	2023-08-04
	Rep	Dealing in securities	2023-07-31	2023-08-04
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-07-31	2023-08-04
	Rep	Dealing in securities	2023-07-31	2023-08-04
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-07-02	2019-07-13
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-07-02	2019-07-13
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-11-02	2018-11-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-11-02	2018-11-09
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-04-16	2018-04-27
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-04-16	2018-04-27
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-09-18	2017-09-29
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-09-18	2017-09-29
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-03-15	2017-03-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-03-15	2017-03-20
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2016-03-11	2016-03-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2016-03-11	2016-03-18