Personnel SFC Licences and HKMA Registrations (ID 2546725)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2023-09-22	-
	Rep	Dealing in securities	2023-09-22	-
	RO	Advising on securities	2019-08-02	2023-09-22
	RO	Dealing in securities	2019-08-02	2023-09-22
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2016-04-05	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2016-03-14	2019-08-02
	Rep	Dealing in securities	2016-03-14	2019-08-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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