Personnel Hong Kong SFC License Details (ID 2546731)

Personnel Hong Kong SFC License Details (ID 2546731)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Crosby Securities Limited	Rep	Advising on securities	2024-03-22	-
	Rep	Asset management	2024-03-22	-
	Rep	Dealing in securities	2024-03-22	-
Venture Smart Asia Limited	Rep	Dealing in securities	2023-04-11	2024-03-21
	Rep	Advising on securities	2023-02-17	2024-03-21
	Rep	Asset management	2023-02-17	2024-03-21
SingAlliance (Hong Kong) Limited	Rep	Advising on securities	2022-12-19	2023-01-31
	Rep	Asset management	2022-12-19	2023-01-31
Aletheia Analyst Network Limited	Rep	Advising on securities	2017-11-30	2018-09-28
Leonteq Securities (Hong Kong) Limited	Rep	Advising on securities	2016-03-14	2016-03-18
	Rep	Dealing in securities	2016-03-14	2016-03-18