Personnel Hong Kong SFC License Details (ID 2547249)

Personnel Hong Kong SFC License Details (ID 2547249)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2024-10-18	2024-10-25
	Rep	Dealing in futures contracts	2024-10-18	2024-10-25
	Rep	Advising on futures contracts	2024-03-15	2024-03-22
	Rep	Dealing in futures contracts	2024-03-15	2024-03-22
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2023-02-24	2023-03-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-04-16	2019-04-23
	Rep	Dealing in futures contracts	2019-04-16	2019-04-23
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-03-15	2018-06-19
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2016-03-15	2018-06-19
	Rep	Dealing in futures contracts	2016-03-15	2018-06-19
	Rep	Dealing in securities	2016-03-15	2018-06-19