Personnel SFC Licences and HKMA Registrations (ID 2547843)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2026-10-14	-
	Rep	Dealing in securities	2026-10-14	-
China Sunrise Capital Limited	Rep	Advising on corporate finance	2026-06-16	2026-08-31
Morgan Stanley Asia Limited	Rep	Dealing in securities	2020-11-03	2021-05-04
	Rep	Advising on corporate finance	2020-10-30	2021-05-04
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2018-06-07	2020-09-25
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2016-03-16	2018-05-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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