Personnel Hong Kong SFC License Details (ID 2547869)

Personnel Hong Kong SFC License Details (ID 2547869)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Anchorage Capital (Hong Kong) Limited	RO	Advising on corporate finance	2025-11-20	-
GOLDLINK SECURITIES LIMITED	Rep	Dealing in securities	2022-03-15	2023-09-11
VAST HARBOUR CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2022-03-15	2023-09-11
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2021-04-16	2022-02-06
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2021-04-16	2022-02-06
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2020-09-07	2021-03-22
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2020-08-26	2021-03-22
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-07-17	2020-06-03
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2018-11-13	2019-03-28
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-03-16	2019-03-28
	Rep	Dealing in securities	2016-03-16	2019-03-28