Personnel Hong Kong SFC License Details (ID 2549056)

Personnel Hong Kong SFC License Details (ID 2549056)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2021-05-21	2022-09-23
	Rep	Asset management	2021-05-21	2022-09-23
iSAM Securities (HK) Limited	Rep	Leveraged foreign exchange trading	2021-01-12	2021-04-01
HAI Cloud Exchange (HK) Limited	Rep	Dealing in securities	2019-08-22	2020-12-23
	Rep	Leveraged foreign exchange trading	2019-07-31	2020-12-23
Swissquote Asia Limited	Rep	Leveraged foreign exchange trading	2019-02-13	2019-03-21
Central China International Futures Company Limited	Rep	Dealing in futures contracts	2017-10-10	2018-09-13
Central China International Securities Co., Limited	Rep	Dealing in securities	2017-02-10	2018-09-13
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2016-06-20	2016-12-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2016-03-18	2016-12-31