Personnel Hong Kong SFC License Details (ID 2549060)

Personnel Hong Kong SFC License Details (ID 2549060)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Solo Asset Management Limited	Rep	Asset management	2019-06-21	2024-09-03
	Rep	Advising on futures contracts	2019-06-13	2024-09-03
	Rep	Advising on securities	2019-06-13	2024-09-03
Solo Futures Limited	Rep	Dealing in futures contracts	2019-06-13	2024-09-03
Solo Securities Limited	Rep	Dealing in securities	2019-06-13	2024-09-03
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on futures contracts	2016-05-05	2019-05-06
	Rep	Dealing in futures contracts	2016-05-05	2019-05-06
	Rep	Advising on securities	2016-03-18	2019-05-06
	Rep	Dealing in securities	2016-03-18	2019-05-06