Personnel Hong Kong SFC License Details (ID 2549062)

Personnel Hong Kong SFC License Details (ID 2549062)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	Rep	Advising on securities	2022-09-20	2025-09-30
	Rep	Dealing in securities	2022-09-20	2025-09-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2022-05-11	2022-06-26
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-12-30	2022-06-26
	Rep	Dealing in securities	2021-12-30	2022-06-26
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2018-08-01	2021-10-29
	Rep	Dealing in securities	2018-08-01	2021-10-29
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	Rep	Dealing in securities	2016-12-30	2018-07-08
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-03-18	2016-12-30