Personnel Hong Kong SFC License Details (ID 25493495)

Personnel Hong Kong SFC License Details (ID 25493495)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Advising on securities	2024-10-28	-
	Rep	Dealing in futures contracts	2024-10-28	-
	Rep	Dealing in securities	2024-10-28	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2023-02-20	2024-09-22
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2021-10-04	2024-09-22
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2021-09-13	2024-09-22
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2021-09-13	2024-09-22
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2021-09-13	2024-09-22
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2020-11-30	2021-08-25