Personnel Hong Kong SFC License Details (ID 25494027)

Personnel Hong Kong SFC License Details (ID 25494027)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2022-02-15	2022-03-02
	Rep	Dealing in securities	2022-02-15	2022-03-02
BOCOM International Asset Management Limited	Rep	Advising on securities	2022-02-15	2022-03-02
	Rep	Asset management	2022-02-15	2022-03-02
	Rep	Dealing in securities	2022-02-15	2022-03-02
BOCOM International Securities Limited	Rep	Advising on securities	2022-02-15	2022-03-02
	Rep	Dealing in securities	2022-02-15	2022-03-02
	Rep	Advising on futures contracts	2021-05-31	2022-03-02
	Rep	Dealing in futures contracts	2021-05-31	2022-03-02
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2021-05-05	2022-02-15
	RO	Dealing in securities	2021-05-05	2022-02-15
BOCOM International Asset Management Limited	RO	Advising on securities	2021-05-05	2022-02-15
	RO	Asset management	2021-05-05	2022-02-15
	RO	Dealing in securities	2021-05-05	2022-02-15
BOCOM International Securities Limited	RO	Advising on futures contracts	2021-05-05	2021-05-31
	RO	Dealing in futures contracts	2021-05-05	2021-05-31
	RO	Advising on securities	2021-05-05	2022-02-15
	RO	Dealing in securities	2021-05-05	2022-02-15