Personnel Hong Kong SFC License Details (ID 2549698)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2021-11-10	2024-03-01
	Rep	Dealing in securities	2021-10-26	2024-03-01
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-01-09	2021-07-23
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2019-01-09	2021-07-23
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2016-03-21	2018-11-09
	Rep	Dealing in securities	2016-03-21	2018-11-09