Personnel SFC Licences and HKMA Registrations (ID 25499437)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GROW Asset Management (HK) Limited	Rep	Advising on securities	2026-10-08	-
	Rep	Asset management	2026-10-08	-
	Rep	Dealing in securities	2026-10-08	-
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2023-07-04	2025-08-18
	Rep	Dealing in securities	2023-07-04	2025-08-18
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2020-12-01	2022-07-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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