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Personnel Hong Kong SFC License Details (ID 2550186)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
TOKAI TOKYO SECURITIES (ASIA) LIMITED
Rep
Advising on securities
2018-08-31
2018-09-07
Rep
Advising on securities
2017-08-28
2017-08-31
Rep
Advising on securities
2016-03-22
2016-03-24