Personnel SFC Licences and HKMA Registrations (ID 25504958)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIDELITY MANAGEMENT &AMP; RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS)	Rep	Advising on securities	2025-07-29	-
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2022-07-19	2025-07-24
	Rep	Dealing in securities	2022-07-19	2025-07-24
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2020-12-02	2022-05-12
	Rep	Asset management	2020-12-02	2022-05-12
	Rep	Dealing in securities	2020-12-02	2022-05-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.