Personnel Hong Kong SFC License Details (ID 25509655)

Personnel Hong Kong SFC License Details (ID 25509655)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Advising on securities	2022-09-21	-
	Rep	Asset management	2022-09-21	-
	Rep	Dealing in securities	2022-09-21	-
PineBridge Investments Hong Kong Limited	Rep	Asset management	2022-09-21	-
	Rep	Dealing in securities	2022-09-21	-
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2022-09-02	2022-09-14
	Rep	Dealing in securities	2022-09-02	2022-09-14
Income Partners Asset Management (HK) Limited	Rep	Advising on securities	2020-12-03	2021-09-08
	Rep	Asset management	2020-12-03	2021-09-08