Personnel Hong Kong SFC License Details (ID 2551219)

Personnel Hong Kong SFC License Details (ID 2551219)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OCI Asset Management Company Limited	RO	Dealing in securities	2021-07-28	2026-06-16
	RO	Advising on securities	2021-01-14	2026-06-16
	RO	Asset management	2021-01-14	2026-06-16
Mason Securities Limited	Rep	Advising on corporate finance	2017-09-01	2018-06-22
	Rep	Asset management	2017-05-10	2020-07-30
	Rep	Advising on securities	2016-10-12	2020-07-30
	Rep	Dealing in securities	2016-10-12	2020-07-30
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2016-08-02	2016-09-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-08-02	2016-09-23
	Rep	Dealing in securities	2016-03-24	2016-09-23