Personnel Hong Kong SFC License Details (ID 25516)

Personnel Hong Kong SFC License Details (ID 25516)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Finex Hong Kong Limited	Rep	Asset management	2019-06-25	2021-06-30
DES Asset Management Limited	RO	Asset management	2018-02-07	2019-06-17
	Rep	Asset management	2017-11-29	2018-02-07
	RO	Asset management	2015-03-03	2017-07-26
OP INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2010-10-07	2014-11-28
	Rep	Asset management	2010-08-17	2010-10-07
CITIC Securities Asset Management (HK) Limited	Rep	Asset management	2009-05-18	2010-07-31
Aetos Capital Management (Asia) Limited	RO	Asset management	2006-12-28	2008-05-26
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	-	2006-06-30
	Rep	Asset management	-	2006-06-30