| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2020-06-03 | 2020-12-16 |
| Rep | Dealing in futures contracts | 2020-06-03 | 2020-12-16 | |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2020-06-03 | 2020-12-16 |
| Rep | Dealing in securities | 2020-06-03 | 2020-12-16 | |
| Delta Asia Wealth Management Limited | Rep | Asset management | 2020-06-03 | 2020-12-16 |
| Zhifu International Asset Management (HK) Limited | RO | Advising on securities | 2018-08-30 | 2019-10-15 |
| RO | Asset management | 2018-08-30 | 2019-10-15 | |
| TIAN YUAN FINANCE LIMITED | Rep | Advising on corporate finance | 2016-03-29 | 2017-07-19 |
| Rep | Advising on securities | 2016-03-29 | 2017-07-19 | |
| Rep | Asset management | 2016-03-29 | 2017-07-19 | |
| Rep | Dealing in securities | 2016-03-29 | 2017-07-19 |