Personnel Hong Kong SFC License Details (ID 2552334)

Personnel Hong Kong SFC License Details (ID 2552334)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2025-08-18	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2025-08-18	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2021-06-23	2024-05-06
	Rep	Advising on securities	2021-06-23	2024-05-06
	Rep	Dealing in securities	2021-06-23	2024-05-06
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2016-03-30	2018-10-29
	Rep	Advising on securities	2016-03-30	2018-10-29
	Rep	Dealing in securities	2016-03-30	2018-10-29
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2016-03-30	2018-10-29
	Rep	Advising on securities	2016-03-30	2018-10-29
	Rep	Dealing in securities	2016-03-30	2018-10-29