Personnel SFC Licences and HKMA Registrations (ID 2552336)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nova Spectrum Capital Management Limited	RO	Advising on securities	2016-03-30	-
	RO	Asset management	2016-03-30	-
YG Capital Management Limited	RO	Advising on securities	2014-12-12	2015-12-30
	RO	Asset management	2014-12-12	2015-12-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.