| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| H&Y SECURITIES COMPANY LIMITED | RO | Advising on securities | 2026-07-20 | - |
| RO | Dealing in securities | 2026-07-20 | - | |
| Grit Securities Limited | RO | Dealing in securities | 2023-02-14 | 2026-03-25 |
| JOINCAP CAPITAL LIMITED | Rep | Advising on securities | 2021-02-22 | 2022-02-15 |
| Rep | Asset management | 2021-02-22 | 2022-02-15 | |
| Grit Securities Limited | RO | Dealing in securities | 2020-09-02 | 2022-02-15 |
| Rep | Dealing in securities | 2020-08-31 | 2020-09-02 | |
| JT CAPITAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-11-22 | 2020-08-21 |
| Rep | Asset management | 2019-11-22 | 2020-08-21 | |
| Rep | Dealing in securities | 2019-11-22 | 2020-08-21 | |
| Core Capital Securities Limited | Rep | Dealing in securities | 2019-09-18 | 2020-08-21 |
| MANGO FINANCIAL LIMITED | Rep | Advising on securities | 2018-10-31 | 2019-04-07 |
| Rep | Asset management | 2018-10-31 | 2019-04-07 | |
| Rep | Dealing in securities | 2018-09-19 | 2019-04-07 | |
| ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-01 | 2018-09-06 |
| RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2016-03-30 | 2016-10-18 |
No HKMA registrations in the collected records.