Personnel Hong Kong SFC License Details (ID 25529434)

Personnel Hong Kong SFC License Details (ID 25529434)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2024-10-28	2024-11-19
	Rep	Dealing in securities	2024-10-28	2024-11-19
PLATINUM BROKING COMPANY LIMITED	Rep	Advising on securities	2022-02-08	2022-04-06
	Rep	Dealing in securities	2021-10-04	2022-04-06
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2021-08-24	2021-08-26
	Rep	Dealing in securities	2021-08-24	2021-08-26
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-04-19	2021-07-09
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2020-12-08	2021-07-09
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2020-12-08	2021-07-09