Personnel SFC Licences and HKMA Registrations (ID 25529595)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2024-12-23	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-03-23	2021-08-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2020-12-08	2021-08-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-12-08	2021-08-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.