Personnel SFC Licences and HKMA Registrations (ID 2553980)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAISER CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2020-05-13	-
KAISER FUTURES LIMITED	RO	Dealing in futures contracts	2019-09-23	-
KAISER SECURITIES LIMITED	RO	Dealing in securities	2019-09-23	-
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2018-01-17	2019-09-23
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2018-01-17	2019-09-23
Arta Global Futures Limited	Rep	Dealing in futures contracts	2016-11-21	2017-12-01
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2016-11-21	2017-12-01
Mason Securities Limited	Rep	Dealing in securities	2016-04-01	2016-11-10
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-04-01	2016-11-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.