Personnel SFC Licences and HKMA Registrations (ID 2553982)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LMR Partners Limited	RO	Asset management	2022-07-15	-
	Rep	Asset management	2020-10-19	2022-07-15
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2018-07-03	2020-10-07
MIZUHO SECURITIES ASIA LIMITED	Rep	Asset management	2016-04-01	2018-04-26
	Rep	Dealing in securities	2016-04-01	2018-04-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.