Personnel Hong Kong SFC License Details (ID 2553983)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2025-11-13	-
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2023-11-20	2024-04-05
	Rep	Advising on securities	2023-11-20	2024-04-05
	Rep	Dealing in securities	2023-11-20	2024-04-05
	Rep	Advising on corporate finance	2016-04-01	2018-06-29
	Rep	Advising on securities	2016-04-01	2018-06-29
	Rep	Dealing in securities	2016-04-01	2018-06-29