Personnel Hong Kong SFC License Details (ID 2554002)

Personnel Hong Kong SFC License Details (ID 2554002)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2021-09-01	2026-04-17
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2021-09-01	2026-04-17
	Rep	Dealing in futures contracts	2021-09-01	2026-04-17
	Rep	Dealing in securities	2021-09-01	2026-04-17
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-12-19	2021-06-30
	Rep	Dealing in securities	2016-12-19	2021-06-30
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-08-01	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-08-01	2021-06-30
	Rep	Dealing in securities	2016-08-01	2021-06-30
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-08-01	2016-12-18
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-04-01	2016-04-08
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-04-01	2016-04-08
	Rep	Dealing in securities	2016-04-01	2016-04-08