Personnel Hong Kong SFC License Details (ID 2554648)

Personnel Hong Kong SFC License Details (ID 2554648)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2023-08-14	-
	Rep	Dealing in securities	2023-08-14	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2020-12-29	2023-03-14
	RO	Dealing in futures contracts	2018-09-05	2020-12-29
	Rep	Dealing in futures contracts	2016-04-05	2018-09-05
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2016-04-05	2023-03-14
	Rep	Dealing in securities	2016-04-05	2023-03-14