Personnel Hong Kong SFC License Details (ID 2554650)

Personnel Hong Kong SFC License Details (ID 2554650)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DaoKou Asset Management Limited	RO	Advising on securities	2025-12-30	-
	RO	Asset management	2025-12-30	-
DaoKou Securities Limited	RO	Dealing in securities	2025-12-30	-
DaoKou Asset Management Limited	Rep	Advising on securities	2025-09-24	2025-12-30
	Rep	Asset management	2025-09-24	2025-12-30
DaoKou Securities Limited	Rep	Dealing in securities	2025-09-24	2025-12-30
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2025-01-22	2025-06-15
	Rep	Asset management	2025-01-22	2025-06-15
	Rep	Dealing in securities	2025-01-22	2025-06-15
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on corporate finance	2018-04-26	2024-02-14
	Rep	Advising on securities	2018-04-26	2024-02-14
	Rep	Dealing in securities	2018-03-21	2024-02-14
HOORAY SECURITIES LIMITED	Rep	Dealing in securities	2017-10-30	2017-12-31
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-04-05	2017-07-16
	Rep	Dealing in securities	2016-04-05	2017-07-16