Personnel Hong Kong SFC License Details (ID 2555406)

Personnel Hong Kong SFC License Details (ID 2555406)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AN QIAO INVESTMENT (HONG KONG) LIMITED	RO	Advising on securities	2025-11-28	-
	RO	Asset management	2025-11-28	-
	RO	Dealing in securities	2025-11-28	-
GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2024-04-18	2025-08-31
	RO	Asset management	2024-04-18	2025-08-31
INTEGRITY CONSTRUCTION &AMP; DEVELOPMENT SECURITIES GROUP LIMITED	RO	Advising on securities	2024-04-18	2025-08-31
	RO	Dealing in securities	2024-04-18	2025-08-31
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-09-21	2019-09-19
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2016-04-07	2019-09-19