Personnel Hong Kong SFC License Details (ID 2555431)

Personnel Hong Kong SFC License Details (ID 2555431)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kaisa Asset Management Limited	RO	Advising on securities	2023-09-13	2026-04-09
	Rep	Asset management	2023-03-15	2026-04-09
Kaisa Financial Group Company Limited	RO	Dealing in securities	2023-03-15	2026-04-09
Kaisa Asset Management Limited	Rep	Advising on securities	2020-11-09	2023-09-13
Kaisa Financial Group Company Limited	Rep	Dealing in securities	2020-11-09	2023-03-15
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-09-08	2020-07-29
	Rep	Dealing in securities	2016-04-07	2020-07-29