Personnel SFC Licences and HKMA Registrations (ID 25559380)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	RO	Advising on futures contracts	2025-09-02	-
	RO	Advising on securities	2025-09-02	-
	RO	Dealing in futures contracts	2025-09-02	-
	RO	Dealing in securities	2025-09-02	-
	Rep	Advising on futures contracts	2020-12-16	2025-09-02
	Rep	Advising on securities	2020-12-16	2025-09-02
	Rep	Dealing in futures contracts	2020-12-16	2025-09-02
	Rep	Dealing in securities	2020-12-16	2025-09-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.