Personnel Hong Kong SFC License Details (ID 25559470)

Personnel Hong Kong SFC License Details (ID 25559470)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2022-04-22	2023-04-06
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2022-04-22	2023-04-06
Guosen Securities (HK) Brokerage Company, Limited	RO	Dealing in securities	2021-08-30	2022-02-10
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2021-08-30	2022-02-10
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in securities	2020-12-16	2021-08-30
	Rep	Advising on securities	2020-12-16	2022-02-10
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2020-12-16	2021-08-30