Personnel Hong Kong SFC License Details (ID 25569691)

Personnel Hong Kong SFC License Details (ID 25569691)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2023-07-24	2024-04-30
Morgan Stanley Asia Limited	Rep	Dealing in securities	2023-06-08	2024-04-30
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2023-06-08	2024-04-30
	Rep	Dealing in securities	2023-06-08	2024-04-30
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2022-09-14	2022-12-30
	Rep	Dealing in securities	2022-09-14	2022-12-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2020-12-18	2022-07-10
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2020-12-18	2022-07-10