Personnel SFC Licences and HKMA Registrations (ID 25575948)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
M&G Investments (Hong Kong) Limited	Rep	Advising on securities	2026-09-14	-
	Rep	Dealing in securities	2026-09-14	-
Amundi Hong Kong Limited	Rep	Advising on securities	2025-02-13	2026-08-26
	Rep	Dealing in securities	2025-02-13	2026-08-26
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2021-12-22	2024-02-28
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-12-22	2024-02-28
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2021-12-15	2024-02-28
ATLANTIS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2020-12-21	2021-07-30
	Rep	Asset management	2020-12-21	2021-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.