Personnel SFC Licences and HKMA Registrations (ID 25585289)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2025-10-08	-
	Rep	Asset management	2025-10-08	-
	Rep	Dealing in securities	2025-10-08	-
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2022-04-13	2025-09-11
	Rep	Dealing in securities	2022-04-13	2025-09-11
GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED	Rep	Dealing in securities	2020-12-23	2022-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.