Personnel SFC Licences and HKMA Registrations (ID 2558690)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2021-05-27	-
	Rep	Dealing in securities	2021-05-27	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2018-04-04	2021-04-19
	Rep	Dealing in securities	2018-04-04	2021-04-19
	Rep	Advising on corporate finance	2018-03-07	2021-04-19
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-04-11	2018-02-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.