Personnel Hong Kong SFC License Details (ID 2558710)

Personnel Hong Kong SFC License Details (ID 2558710)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2020-11-11	2020-11-23
	Rep	Advising on securities	2020-11-11	2020-11-23
	Rep	Dealing in securities	2020-11-11	2020-11-23
	RO	Advising on corporate finance	2019-11-25	2020-11-11
	RO	Advising on securities	2019-11-25	2020-11-11
	RO	Dealing in securities	2019-11-25	2020-11-11
	Rep	Advising on corporate finance	2016-04-11	2019-11-25
	Rep	Advising on securities	2016-04-11	2019-11-25
	Rep	Dealing in securities	2016-04-11	2019-11-25