Personnel Hong Kong SFC License Details (ID 2558829)

Personnel Hong Kong SFC License Details (ID 2558829)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-11-29	2019-12-05
	Rep	Dealing in securities	2019-11-29	2019-12-05
	Rep	Advising on securities	2018-08-16	2018-11-01
	Rep	Asset management	2018-08-16	2018-11-01
	Rep	Dealing in securities	2018-08-16	2018-11-01
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Asset management	2016-04-11	2016-07-12
	Rep	Advising on futures contracts	2016-04-11	2017-07-28
	Rep	Advising on securities	2016-04-11	2017-07-28
	Rep	Dealing in securities	2016-04-11	2017-07-28