Kao, Lap Shing (SFC:BDU474) 高立誠 SFC Licences and HKMA Registrations (ID 25588459)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Asset Management Limited	Rep	Advising on securities	2023-03-20	-
	Rep	Asset management	2023-03-20	-
Lego Securities Limited	Rep	Dealing in securities	2023-03-20	-
Lego Asset Management Limited	Rep	Advising on securities	2020-12-24	2022-09-28
	Rep	Asset management	2020-12-24	2022-09-28
Lego Securities Limited	Rep	Dealing in securities	2020-12-24	2022-09-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.